1.3 AXOS 2024 2 2024-07-30T17:28:08Z 2024 04 100.00 90.87 0.81 4.15 4.18 Virtu Americas, LLC 59.71 64.89 20.13 11.73 2.32 1027.53 7.5000 15.41 7.5000 24.34 7.5000 0.13 0.6523 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 8.77 7.90 12.66 10.78 25.03 378.30 7.5243 17.62 7.5071 37.39 7.5379 20.66 7.5157 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.59 7.85 15.91 9.39 22.40 295.36 7.5011 100.09 7.5027 65.60 7.5002 42.13 7.5004 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 8.58 7.95 10.06 7.57 22.90 688.94 7.5000 21.23 7.5000 50.48 7.5000 105.85 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. CITADEL SECURITIES LLC 8.50 7.65 11.69 9.39 25.34 343.25 7.5000 24.21 3.3400 20.28 2.7156 60.77 7.1980 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. 100.00 86.44 3.13 5.39 5.04 Virtu Americas, LLC 62.71 70.41 9.18 5.10 25.43 8124.25 7.4953 2119.53 7.5000 125.18 7.1723 4.80 0.0236 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 7.93 5.95 22.09 20.06 20.24 2525.27 5.8622 1066.29 2.3728 517.63 2.6621 1199.30 6.2447 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 7.78 5.86 20.32 20.89 18.91 2149.26 6.3980 1668.61 3.3741 676.40 3.6771 409.58 7.2836 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 7.67 5.78 20.70 21.61 17.16 4624.71 5.8169 2117.31 2.5441 1459.92 5.6351 437.31 6.7478 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. Canaccord Genuity Securities 7.50 5.70 19.87 20.47 16.83 2677.82 7.5096 864.02 7.5049 3123.16 7.5018 303.30 7.5012 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. 100.00 14.97 18.30 65.32 1.41 Citadel Execution Services 51.78 56.50 51.71 50.74 50.79 2073.95 31.6006 4914.62 34.3968 3986.12 27.9179 245.55 41.2689 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 48.20 43.50 48.29 49.23 49.21 1540.05 25.2509 2801.45 24.5677 3409.15 22.6446 163.70 48.4320 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2024 05 100.00 90.60 1.53 4.06 3.81 Virtu Americas, LLC 63.54 69.36 14.38 8.50 3.69 987.86 7.5000 15.38 7.5000 7.71 7.5000 0.18 0.3721 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 7.83 6.78 19.58 13.92 21.60 362.66 7.5226 29.99 7.5137 39.83 7.5376 16.99 7.5244 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 7.77 6.68 16.98 13.01 24.46 400.04 7.4595 110.45 7.5022 34.69 7.5007 53.44 7.5003 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 7.66 6.74 14.73 11.24 23.07 699.16 7.5000 29.31 7.5000 106.23 7.5000 128.63 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. CITADEL SECURITIES LLC 7.63 6.61 16.98 10.98 24.60 408.84 7.5000 19.12 2.0475 30.40 3.2267 73.82 7.1599 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. 99.98 84.82 3.59 6.36 5.23 Virtu Americas, LLC 60.22 69.21 6.32 4.16 19.65 6032.82 7.3811 1380.34 7.5000 82.81 7.4912 2.12 0.0090 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 8.51 6.14 23.23 21.38 21.04 2744.67 6.6712 1208.13 1.9853 718.24 3.0160 430.03 5.8095 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Two Sigma Securities, LLC 8.36 6.27 20.49 19.95 19.72 5313.17 5.9746 2362.04 4.1999 1922.01 5.5248 761.76 6.3603 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. UBS Securities, LLC 8.22 6.15 18.50 20.08 20.39 1981.61 6.8101 1408.21 4.8108 935.30 4.2775 441.42 6.5634 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 8.15 6.12 21.71 20.22 17.12 3033.17 7.5096 1540.85 7.5049 2500.38 7.5021 481.24 7.5022 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. 100.00 13.94 19.99 65.26 0.81 Susquehanna Financial Group, LLP 50.94 53.05 49.85 50.94 41.46 1838.05 25.6389 3924.95 24.7459 3806.17 24.1416 130.80 56.3793 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 48.98 46.95 50.15 48.94 58.54 2277.00 36.7970 5410.55 25.6972 4242.33 30.8511 131.85 27.8753 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2024 06 100.00 89.35 1.21 4.70 4.74 Virtu Americas, LLC 58.16 63.95 18.28 5.70 11.02 918.96 7.5000 53.23 7.5000 15.02 7.5000 0.25 0.0912 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 9.42 8.32 19.32 14.62 22.44 335.99 7.5008 224.67 7.5013 96.96 7.5002 42.59 7.5006 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 9.39 8.12 19.06 17.64 22.58 336.67 7.5000 36.22 4.9515 43.40 3.7992 52.64 7.4155 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Two Sigma Securities, LLC 9.15 8.16 11.49 14.96 21.31 642.81 7.5000 158.16 7.5000 180.87 7.5000 114.43 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. Canaccord Genuity Securities 9.10 8.08 15.67 14.42 21.45 362.66 7.5226 29.99 7.5137 39.83 7.5376 16.99 7.5244 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 85.90 3.09 6.23 4.78 Virtu Americas, LLC 61.71 70.19 6.90 4.45 19.42 5309.41 7.4810 1398.40 7.5000 139.58 7.5000 3.65 0.0250 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.43 6.41 22.15 19.33 21.63 1720.66 5.6587 1553.61 3.7521 673.19 4.0585 221.87 6.4890 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 8.33 6.46 21.45 20.04 18.32 2292.84 5.8613 808.95 2.4306 453.47 2.7599 261.71 7.0581 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 8.19 6.12 21.54 22.50 18.29 3033.17 7.5096 1540.85 7.5049 2500.38 7.5021 481.24 7.5022 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 8.19 6.21 20.08 20.53 20.01 3691.92 6.2825 2077.45 3.6010 1153.31 5.1947 485.91 7.2537 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 12.52 17.24 69.50 0.75 Susquehanna Financial Group, LLP 50.06 49.40 48.76 50.52 48.57 1679.30 30.8581 1905.67 35.0178 4004.40 27.6318 311.50 63.0567 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 49.87 50.43 51.24 49.42 51.43 1909.60 33.7624 3007.08 30.2037 3716.22 31.1528 458.55 52.6464 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract.